Walter Benjamin: ambling through the city of a mind, Part 1
By Jacob Voorthuis
Preface:
How to use this text:
How should we understand this course?
Purpose in architecture
This, however, is not the place to elaborate on these generators.
Even so, when a need is fulfilled, you will have discovered that each detail, each element making up the complex programme of a building or city fabric has its purpose.
And the purpose of each element determines the way that detail has been fashioned. The sum of these details then multiplies into the overall effect.
In this way architecture is made up of a myriad of purposes and strategies to answer those purposes, from the smallest into the largest, vaguest and most intangible.
The course “philosophies in architecture” tries to concentrate on vision, without wanting to trivialise or ignore the technical aspects of architecture: after all the vision, the design, can only be revealed in technology.
The smallest are the outer layers and hold together the
core…
And so, the process of architectural design slaloms between vision and technology.
Philosophy is a tool whereby we analyse our place and purpose in the world.
Our sense of place
determines, or modifies our sense of purpose: what we decide to do and why we
do it.
These in turn
determine how we do it: at that point the four generators of architecture lock
into place.
This course then explores the no-man’s land that one has to get through in order to decide how to interpret the four generators of architecture.
The purpose of that large picture is to draw a finger through the water and give direction to all the decisions that follow in its wake.
In the end the text
becomes an assembly of memories, which then merge into an overall impression of
what I have read.
In a sense I want to force your understanding, by taking a short cut, I have divided this once fluid text into a series of short paragraphs.
Introduction
Look at the picture, study it closely. It is by Paul Klee and is entitled “A Leaf from the Book of Cities”, 1928 Paul Klee (1879-1940) was a Swiss artist and engraver who taught at the Bauhaus in Germany. He used to characterise his paintings and etchings as “taking a line for a walk”
A
rectangle, an imagined receptacle for the fragments of the universe we
imagine, in portrait format.
In set theory in mathematics the
rectangle represents the universal set which contains all elements that are
being considered in any discussion, c.f. M.F. Triola, Mathematics and the
Modern World, Menlo Park, Calif., 2nd ed. 1978, p. 27. The chinese use the
square as a syumbol of the universe.
This picture is the portrait of a city: an image, imagined.
The rectangle is
divided into three horizontal sections.
The top section is demarcated by two thick, horizontal lines, which sandwich a
black circle.
Below are various busy lines, roughly divided into two large sections by a
broad band of lines resembling the stretcher bond pattern of a brick wall.
What happens within
these two separated sections is difficult to describe.
The scratchy lines
and patterns look like hieroglyphs or cuneiform writing
At the same time
they resemble variations on the primordial house as a child might draw them.
Others resemble large apartment blocks with infinite subdivisions
Others again look
like the beginnings of a complex organigram of some mute, Kafkaesque
institution. Others look like honeycombs, or look as if they represent the logo
of some business.
There is more text,
more significant tissue here, but this will have to do.
We are told it is A Leaf from the Book of Cities.
In the first
instance this title reminds me of Italo Calvino’s Invisible Cities.
And indeed the texture of the lines of Paul Klee’s print is as complex as all
the layers of the city of Venice as described by Calvino, superimposed upon one
sheet of paper.
Like Calvino’s book,
Klee’s picture has a more prophetic resonance; it interferes with the future of
cities.
There are lots of definitions for cities. Good ones, inadequate ones, political ones but all of them subscribe to the idea that the city is our greatest artifact: our most glorious and inglorious creation.
At the same time cities are “artificial” in a very narrow sense of the word.
In making the city we
mostly behave, not as conscious artists, but as termites, doing our thing
blindly, instinctively, unstoppably.
And as such, the
city is not only our artifact, the shell of what we are, but also and at the
same time a representation of what we are and the society we uphold
Part 1
What’s the point?
Benjamin’s thinking
The objective of this unit is to explore a few themes in the thinking of Walter Benjamin.
Many of these themes can be read into Klee’s painting
I want to focus especially on that aspect of Benjamin’s thinking that might help us in the understanding of the purpose of architecture and the nature of the city.
With the ability to
describe what we experience, we may arrive at the possibility of analysis.
And with analysis comes the power to transform our attitude to design.
First of all I want
to introduce Walter Benjamin through some of his thoughts and insights.
Then I shall try to find a way to interpret his writings and embroider on some
of his insights with reference to architecture.
The leading
principle in this search is the idea of description as a normative agent. What
do I mean by that?
Quite simply that by using certain words to describe things, you have
already started pushing your thinking into a certain direction.
And that direction starts establishing the rules for your design.
Description is a way
of recreating the object we see, in our vision of its potential. And
what do I mean by that? Essentially, the same: The words you use to describe
something opens the way to finding potential uses for that object.
For this reason, it is useful to brainstorm for words, which
might fit a particular concept or object.
Then I would like to
look at Benjamin’s treatment of cities and stop to look at a number of ideas in
some depth, but that is in part 2 & 3.
The unit ends simply with an invitation to read some of Benjamin’s
descriptions.
Born in Berlin in 1892, Benjamin was a tragic figure: a Jew in an increasingly anti-Semitic Germany.
As the son of a prosperous art-dealer he was not prepared for the confusing days ahead.
He had wanted to
spend a quiet life buried in a university. The German government, however,
refused to pay Jewish lecturers. He would have had to become a private
lecturer, funded by his family.
That would have
presented no problem under normal circumstances but his father had lost much of
his business during the years of hyperinflation that set in after the First
World War.
Benjamin had to
support himself.
To do this he was ill equipped.
Legend has it that he was extraordinarily clumsy, a problem that had irritated
his mother beyond endurance during his youth and which seemed to predestine him
for a career in thought and contemplation.
When the Nazis came to power in Germany, Benjamin fled to Paris where he continued to write reviews and articles all the while working on his magnum opus “Das Passagenwerk”. When the Germans entered France in 1940, he wanted to escape to Spain.
On the
French-Spanish Border the Spanish authorities informed him that he and the
others in his group would have to be handed over to the Gestapo.
He committed suicide that night.
It was 1940.
Hearing of his
suicide, the Spanish authorities felt guilty, relented and let the others
across the border. His suicide, a lonely act of despair, had useful
consequences.
Who was Walter
Benjamin?
And more to the point, what is he to us?
Primarily he was someone who was able to look. He could “see” with great
resolution.
His thought is
poetically provoking, with which I mean that his interpretation of the everyday
changes the goalposts of our expectations.
His writing forces you to look at problems and events in a different light,
from a different angle, at a different scale….
His analysis of what
he looks at is rich as well as incisive, but his writing does not obey the strictures
of scholarly persuasion and rigid classification.
He is a poet in prose.
He undermines the landscape we think we are so familiar with by substituting
new landmarks for old.
In this way Benjamin forces us to acknowledge features which, veiled by the
ordinary, needed to be made visible.
And when we begin to
see what we think he is showing us, he tells us that it is precisely the veil
of the everyday, the veil itself, that is so full and rich in possibilities. In
order to try to understand the surprise and astonishment his observations often
provoke in people, try and take a good look at the following picture. It is not
by him, but it is a picture made in Germany during the first world war….
What are the elements that make this picture so powerful? Is
it the house that has had its floor removed and been transformed into a
precisely defined trench, which carves the room up into such a strange geometry
and dictates very precise movements, in an otherwise normal space?
Is it the soldiers all lined up within the darkness of their shelter pointing
their guns at the source of light?
Is it the association of the above with the geometry of a church and the
strange emblematic resonance the picture acquires because of this?
Have I missed something?
Benjamin removes the
distortions we have grown accustomed to and substitutes these for new
distortions.
That allows you, for good or bad, to develop fresh strategies to approach your
own problems and your own interpretation of events.
Above all, what is special about Benjamin is his ability to relate the objects, forms and events surrounding us, to our spiritual life.
In his essay on The
task of a translator he reveals something of his attitude to artifacts and
their relationship to our spiritual life.
He opens the essay with the following words:
In the
appreciation of a work of art or an art form, consideration of the receiver
never proves fruitful....
Art posits man’s physical and spiritual existence, but in none of its works
is it concerned with his response. No poem is intended for the reader, no
symphony for the listener...
What does a work ‘say’? What does it communicate? It tells very little to those
who understand it. Its essential quality is not statement or the imparting of
information.
So what is art about
then?
And if a literary work does not state or impart information, then what is a
translator to do?
How can a translator do more than simply translate the information given in one
language into another?
What is the essential quality of a work of art?
And what about
architecture, which likes to think of itself as a useful thing; are we
to simply dismiss the people we build for, our clients?
What does a building say?
Well, before we get
all upset, let’s approach this thing with a bit of system.
Let’s see how far his proposition gets us. And in order to do that let’s divide
it up a bit:
…in the appreciation of a work of art…consideration of the receiver never
proves fruitful.
To understand this
proposition we must take a detour and get rid of some of our dearly held
assumptions that would otherwise get in the way.
For example, it
might be useful within the present context to analyse the self in
relation to the other.
Why? Simply because the receiver of your work of art is not
who you expect him to be, not the person you invited to the party.
He is his own man: don’t pretend to know him, he will not like it: he wants to
discover art for himself.
It might also prove
useful to look at the idea of art in relation to its famous rival science.
This “pair” of oppositions would appear to play an important role in the
quotation just given.
Let’s start with the
division between science and art.
Both Art and Science have the same project, which is to keep us occupied in the
hope that we can penetrate the universe with understanding.
That is not a controversial statement.
Science, perhaps concentrates on trying to isolate and
define simple elements with which it then tries to reconstruct the complex
structure of reality; its truths, wonderful and great as they are, are never
more than fragments confined in formulas where predictability is the key.
Art approaches
reality the other way around. Art represents the imagining of the unfathomable
by reflection; its truths are never more than hopes.
Art expresses life
in creations and re-creations.
It understands life by making more of it, more layers.
Science expresses life in beautiful formulas, which it has found by looking at
life closely.
It understands life by uncovering what is hidden
Reflection
approaches the object by comparison, conjunction, disjunction and metaphor.
It only sees things by way of substituting tentatively what it sees for what it
has already grasped elsewhere.
Analysis, on the other hand, has great difficulty grasping the whole…
Science and art are siblings. Sometimes playing well together, at other times
involved in a childish tug of wag
In this sense the
relationship between art and science is not one of diametrical opposition.
They form a pair, with all the ambiguous dependencies and desires for
independency that such a helpless coexistence implies.
Where one penetrates and pioneers, the other consolidates and furnishes
connections to the wider whole. Where one has taken on a task, the other
completes it.
Science could not
exist without art, without the thing that art does, which is to hypothesise
freely and creatively about reality.
Science needs that creative principle. Similarly art disintegrates without the
paradigm, conditions and methods set and provided by science.
Architecture is irrevocably lost without either.
Architecture is not
half art or half science; its symmetry makes up a whole and not just a sum of
two halves.
Its purpose lies in playing with the elements that have been put at its
disposal
But how does the designer gain access to this full range of possibilities?
And how does he or she select what is right and appropriate to the task in hand?
The good designer
studies a particular problem, moving constantly from the detail to the whole
and back again. Moving constantly between the various levels of purpose to
create an overall strategy
Picture him or her hunched over a book or drawing, imagine the tunnelled
concentration that connects the eyes to the screen of the computer. Then,
suddenly, the architect sits back, expands, stretches and allows this detailed
study, these microscopic observations and various fragments to connect to a
full and generous view of the world.
It is at this point
that the relationship between your “self” and “society at large” becomes
interesting.
It is not that you develop an altruistic consideration for the other that
guarantees success, it is the realisation that there is a way in which your
objectives and those of society need not be at odds, without even relinquishing
an atom of your sense of independence and individuality.
HOW?
Paradoxically, when
you keep on learning actively, you yourself become the fullest
representative of the other. The fullest that is accessible to you at
any rate.
By absorbing and learning from the thought and observations of others, by
struggling with them and finding your own place in that learning by going to
see for yourself you can begin to use your own deepening and widening
perspective to find a sustainable and generous way forward where both
similarity and difference have their use.
By fulfilling the
self in the most generous way possible, by learning and listening with an open
and generous mind, your self begins to work for humanity and even the world at
large.
Not from a misguided sympathy for the other, but in a more simple mechanistic
way. If everything has a useful place, then make sure that place is
well-provided for.
Understanding is the creation of space for the self and the other.
It is in your
interest to be good at what you want to do, but it is also, and for the same
reason, in the interest of society that you are good at what you do, whatever
that may be.
And the latter is only your concern to the extent that you enjoy being good at
something.
If being a good
architect is your purpose, then good architecture is what you want to make.
This requires a different agenda to becoming a rich architect or becoming a
social success.
It is that simple.
The architect, to be
a good architect, does what an architect does, well.
Now that is a
circular argument. Or is it? Well it may be, but it is not strange that it
should be circular.
It is circular only in the sense that you state from the start what you want
the end result to be. The circularity consists in the fact that you want your
hopes and your achievements to meet at the end of your life.
But that shouldn’t
preclude surprises and happy serendipity
Serendipity a note: ser·en·dip·i·ty (sèr´en-dîp¹î-tê) noun
The faculty of making fortunate discoveries by accident.
[From the characters in the Persian fairy tale The Three Princes of
Serendip, who made such discoveries, from Persian Sarandìp, Sri Lanka, from Arabic Sarandìb.]
— ser´en·dip¹i·tous adjective
— ser´en·dip¹i·tous·ly adverb
Word History: We are indebted to the English author Horace Walpole for
coining the word serendipity. In one of his 3,000 or more letters, on
which his literary reputation primarily rests, and specifically in a letter of
January 28, 1754, Walpole says that “this discovery, indeed, is almost of that
kind which I call Serendipity, a very expressive word.” Perhaps the word itself
came to him by serendipity. Walpole formed the word on an old name for Sri
Lanka, Serendip. He explained that this name was part of the title of “a
silly fairy tale, called The Three Princes of Serendip: as their
highnesses traveled, they were always making discoveries, by accidents and
sagacity, of things which they were not in quest of . . . One of the most
remarkable instances of this accidental sagacity (for you must observe
that no discovery of a thing you are looking for, comes under
this description) was of my Lord Shaftsbury [Anthony Ashley Cooper], who
happening to dine at Lord Chancellor Clarendon's [Edward Hyde], found out the
marriage of the Duke of York [later James II] and Mrs. Hyde [Anne Hyde,
Clarendon's daughter], by the respect with which her mother [Frances Aylesbury
Hyde] treated her at table.”
Excerpted from The American Heritage® Dictionary of the English Language, Third
Edition © 1996
Even so, what does good mean here? Can we define this doing well in such a way that we do not merely say something circular and do more than say: “well here’s an example of good architecture”.
Are examples of
specific instances of good architecture too sensitive to context to allow
simple transplantation?
Here’s one:
Here’s another…
To learn from great
architects, you do not concentrate solely on what they do, but the way they do
it.
And having truly understood the principles and the procedures that create the artefact,
you break free, and do what you want to do.
That is essential
Louis Kahn is the man to read on this score
His thinking is pure poetry
Cedric Price is another.
Similarly, to learn
from great ideas, like those offered in philosophy, you don’t just humiliate
the grand metaphors and similes with which philosophers explain the world, by
transliterating them into banal references. Such an architecture is little more
than an obscure game of trivial pursuit, a bit like an architectural cross word
puzzle. No! You take up their challenge, by discovering their reality.
Mind you such games,
when done well, can -in the right place & for the right reasons- produce
some stunningly dynamic architecture
You have to try to excavate the reality that the metaphor unfolds and use that to inform the process of design.
Real originality
does not worry about difference and distinction, it worries about whether
something is truly possessed & enjoyed.
The statement, in words or stones, may have been uttered by someone else first,
but the question is not whether it was done before, but whether it is
convincing; do you believe it? Does it reflect you? Is it yours by virtue of
the struggle you have undertaken to make it yours?
When looking at
great architecture, we want to perhaps begin by trying to pin down the kind of
things the architect did and thought about in order to make great architecture.
Question: “So, what
is great architecture?”
Answer: “Great architecture is architecture that is called great. By you.”
Your feeling about the answer: “Oh…That is absurd.”
But not quite as
absurd as all that. Marcel Duchamp had convincingly argued that he had the
right to call anything he liked “art” and so he put a urinal on a pedestal,
signed it, and called it art.
Try and contradict him.
You cannot;
at least not without mistaking a simple definition for a value judgment.
The point is that
greatness as a value judgment reaches a crescendo in only one way, by being
pointed out and argued convincingly.
There are no short cuts.
The funny thing is, is that Duchamp managed to convince many, including me….
But we might get a
little further than this by returning to the idea that the architect is part of
the world he inhabits; that the self, without merging into indistinctiveness,
is not necessarily a contradiction to the society it belongs to.
The architect can
use the self as a representative for the other as a vehicle for the great.
Great architecture takes the needs, desires and the potential of the user,
client and passer-by as the leading principles of its creativity.
Not because it has consideration for the other, but:
because the other
is useful in the pursuit of itself.
Usefulness and
purpose in architecture are primal instruments in the design process.
The best architecture marries the full purpose of the architect to the full purpose of the client, the user, the city-dweller and society at large.
That requires
imagination, empathy, conviction and learning.
If the architect sees his client or the public as his enemy, then that is what
they become.
An enemy is an
intellectual construct.
With enemies, the
process of design becomes one of reconciliation.
Conflict is then an aspect of perspective a trick of appearance, a useful game
The appearance of
conflict is useful, because it means that there is a problem to be solved.
Great architecture
is always more than a mere reconciliation of apparently conflicting issues.
Once resolved, the issues it addresses work together to transcend their initial
purpose to create a space which humanity can fill in its wish to expand its
view
It is where the disparate elements do not just tolerate each other but where
they complement each other’s varying functions and purposes
I am tempted to put a picture of the Parthenon here, but I won’t (even though I think it would be appropriate). Instead, I’ll put in something better.
Your design should
be based on the assumption that the reader, client, user, passer-by is capable
of expanding into your work, to achieve fullness within it.
It requires the architect to use limitations to his purpose rather than see
them as obstacles.
Limitations are what
the architect should love most.
Some of the best architecture in both Jamaica and Holland, for example, came
from the preoccupation with low-cost housing: how to achieve a certain degree
of generosity with severely limited financial means; how to build houses where
people of little means can achieve their dignity.
Mind you, when low
cost housing goes wrong, it can go very very wrong.
The infinite wealth of architecture comes from the careful and purposeful modulation, combination and configuration of a relatively limited set of elements.
When you design a museum, for instance you design something for memories to come to light. A good museum is a museum that does what it does, well. And if it does it well, you as architect have been fulfiled. Therefore, your greatest purpose is to fulfil the purpose of the museum. You study light, you study display, you study conservation, you study the context in which the object will appear, you study the function of a museum in society and you study your own relation to all these things.
In fulfilling the
purpose of the museum, you fulfil the purpose of architecture
by fulfilling the purpose of architecture you fulfil the purpose of the
architect
and by fulfilling the purpose of the architect, you fulfil your own purpose
and by fulfilling your own purpose you fulfil
the purpose of society.
The best example of
the way this process works is the game of brainstorming, brainstorming has only
one rule: never reject just someone else’s contribution to the brainstorming
session, rather: try to find how it fits in to the picture.
Therefore, when
Benjamin says that the poem is not for the reader, he means that it is for that
which lies in between the writer and the reader, the thing that pulls and
pushes between the reader and the writer: the poem.
The great poet is the writer of great poetry.
Great poetry
inhabits that space where relationships, communication and growth become
possible, moral growth, aesthetic growth, and metaphysical growth.
This is a
functionalism in a full sense: the architect uses the needs, desires and
potential of the user, the client and the passer-by as the creative principle
in his own fulfilment as a good architect.
Can we get anywhere nearer to translating this ethical or attitudinal concept of the good architect to something more specific? Can we point at something and “say that is good?” And can we then use that as a model?
Yes, but on the
understanding that using it as a model, does not simply mean buying and putting
on the same clothes as the model. You will need to do more than that in order
to look good.
Well, let’s put it
this way: Just as love can quickly and wildly switch to hate so is greatness
conceptually very close to disaster.
But we must also be wary of examples and precedents.
By all means reinvent the wheel while you are learning. But by the time you are
designing you should be using the wheel and perfecting it or the vehicle around
it.
There is so much
scope for brilliant architecture, it transcends any narrow criterion.
Even so, we should explore the problem a little further. Let’s go back to
Walter Benjamin A great work of art, Benjamin argues elsewhere, has
an aura.
The closer we come to defining what good art is, what that aura consists of,
the further that element of greatness appears to recede into the skin of the
object admired.
What actually
happens is that in understanding one level, in removing one veil, in pealing
off one layer of the onion, we are simply presented with the next and so on, ad
infinitum.
If we are still happy to be guided by the concept of beauty
as being that to which we aspire, then we can visit Benjamin again Beauty, Benjamin defines as that which remains true to its essential
nature only when veiled. What does that mean?
Is Benjamin saying
that life is like an onion, an infinite layering of veils?
I think so, each
veil achieves a certain autonomy as a version of reality, which comes into
being at a particular scale, or against a particular background.
We can get close to
beauty if we try to get close to life.
But this has its dangers.
Getting close to life reveals the next scale of observation, reveals a new
reality, in the distance.
Getting close to life broadens and changes the background, makes things appear
different: it’s a dangerous life
That is also a form
of progress.
Mind you, it is a helpless and mysteriously unhelpful progress which does not
take us further unless we stand open to its message, which, paradoxically is
not much different to the messages of wisdom from sources as old as Buddha,
Confucius, Solomon and Socrates.
But then, we do not
ask to perform life, we are thrown into life. In the same way we are thrown into
art.
Here is Walter Benjamin again:
The concept of
life is given its due only if everything that has a history of its own, and is
not merely the setting for history, is credited with life. (..) The
philosopher’s task consists in comprehending all of natural life through the
more encompassing life of history. And indeed is not the continued life of
works of art far easier to recognise than the continual life of animal species?
The history of the great works of art tells us about their antecedents, their realisation
in the age of the artist, their potentially eternal afterlife in the succeeding
generations. Where this last manifests itself it is called fame.
A translation then, is a form of sustenance, an active furtherance of life, an aspect of fame.
Here we get a clue
to the purpose of the work of art and perhaps that of the architect.
It is not for
the receiver, even if the work of art is received by him.
If a work of art suits the receiver he will drink of it voluntarily.
If it is good art, he will want to be immersed in the work, he will make it his
own by expanding his ability to conceptualise his condition and fit the work.
He will give it
life, by using it as a reference point in his own life, thereby owning it and
wandering or wondering at its depth.
In his enjoyment he will want to remember.
In this sense a worthy fame is no empty foolishness, it is the sign of fulfilment.
All purposeful manifestations of life, including their
very purposiveness, in the final analysis have their end not in life, but in
the expression of its nature, in the representation of its significance. The
end of life is to express its nature, to represent its significance. (that
was Benjamin)
That is not a revelation of God’s
hidden purpose; Benjamin does not know God’s hidden purpose. It is simply the
conclusion of his looking around.
Great buildings when
read well, express the full nature of life.
That is the basis upon which they can be enjoyed.
Great buildings simply express that nature in a great way. They allow us to get
closer to the next scale of observation at which a new veil expresses a larger
conception.
The nature of life
is complex and paradoxical. It opens the possibilities of an ugly building
being great, simply because it expresses the nature of ugliness, and ugliness
is an aspect of life.
Maybe if we try to fathom the purpose of ugliness, that ugliness will fade away
by becoming appropriate. If we analyse the ugliness maybe we will see beauties.
Good architecture is
conceptually large and generous and can take many forms. Good architecture
grows from the warp and woof of a strong leading vision tying together a
thorough awareness of the many issues and intricate mechanisms at work in the
self, society and the environment.
It meets these challenges creatively and critically and expands society within a clear and generous vision.
It plays:
This conceptual largesse and this playing, will, in turn, give society the room and the desire to fill the building out in its attempt to rise to the widened purpose it offers, which, surely, is to give everyone and everything a place:
The end of part 1